-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LxWB14F2/I5cRk4XjSVGGme7CzJGNDNwBMqMOs5s9/Yl1oBlewQONnNknvo4D9LB ieaTjnv6hHaTc/zNYeMiHQ== 0000950132-96-000080.txt : 19960216 0000950132-96-000080.hdr.sgml : 19960216 ACCESSION NUMBER: 0000950132-96-000080 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NONE GROUP MEMBERS: GOLDMAN SACHS GROUP LP GROUP MEMBERS: GOLDMAN, SACHS & CO. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL CORP /VA/ CENTRAL INDEX KEY: 0000102037 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 540414210 STATE OF INCORPORATION: VA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-05963 FILM NUMBER: 96520308 BUSINESS ADDRESS: STREET 1: P O BOX 25099 STREET 2: 1501 N HAMILTON ST CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8043599311 MAIL ADDRESS: STREET 1: PO BOX 25099 CITY: RICHMOND STATE: VA ZIP: 23260 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL LEAF TOBACCO CO INC DATE OF NAME CHANGE: 19880314 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Amendment No. 1 Universal Corporation ----------------------------- (Name of Issuer) Common Stock ----------------------------- (Title of Class of Securities) 913456109 ----------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement . ------- (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in item 1: and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) (Continued on following pages) - ---------------- CUSIP NO. 913456109 - ---------------- - ------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Goldman Sachs Group, L.P. - ------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - ------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------- 4. Citizenship or place of Organization Delaware - -------------------------------------------------------
Number of 5 Sole Voting Power Shares Beneficially 0 Owned By -------------------------- Each 6 Shared Voting Power Reporting 1,730,700 Person With -------------------------- 7 Sole Dispositive Power 0 -------------------------- 8 Shared Dispositive Power 2,366,500 --------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,366,500 - ------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - ------------------------------------------------------- 11. Percent of Class Representing by Amount in Row (9) 6.8% - ------------------------------------------------------- 12. Type of Reporting Person HC-PN - ------------------------------------------------------- - ---------------- CUSIP NO. 913456109 - ---------------- - ------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goldman, Sachs & Co. - ------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) (b) _____ - ------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------- 4. Citizenship or place of Organization New York - -------------------------------------------------------
Number of 5 Sole Voting Power Shares Beneficially 0 Owned By -------------------------- Each 6 Shared Voting Power Reporting 1,730,700 Person With -------------------------- 7 Sole Dispositive Power 0 -------------------------- 8 Shared Dispositive Power 2,366,500 --------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,366,500 - ------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - ------------------------------------------------------- 11. Percent of Class Representing by Amount in Row (9) 6.8% - ------------------------------------------------------- 12. Type of Reporting Person BD-PN-IA - ------------------------------------------------------- Item 4. Ownership. (a). Amount beneficially owned: See the responses(s) to Item 9 on the attached cover page(s). (b). Percent of class: See the response(s) to Item 11 on the attached cover page(s). (c). Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s). (ii) Shared power to vote or direct the vote: See the response(s) to Item 6 on the attached cover page(s). (iii) Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s). (iv) Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s). Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1996 THE GOLDMAN SACHS GROUP, L.P. By: /s/ David B. Ford ------------------------------------- Name: David B. Ford Title: General Partner GOLDMAN, SACHS & CO. By: /s/ David B. Ford ------------------------------------- Name: David B. Ford Title: General Partner -----END PRIVACY-ENHANCED MESSAGE-----